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  1. Representatives of a broker-dealer ("BD") or investment advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, the state; or (b) are excluded or exempted from the state's licensure requirements.

  2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.

We are registered to offer securities in the following states:  Minnesota.

Investment Centers of America services:

  • Retirement Planning
  • Annuities
  • Mutual Funds
  • Estate Planning
  • College Funding
  • Life Insurance

We will:

  • educate you. (education = control)
  • tell you why you should or shouldn't own what you own.
  • with your help, determine your number and what it means for your retirement.